Thursday, January 22, 2015

Two Former RP Martin Executives Fined, Banned Over Lack of Compliance by CHAD BRAY



By CHAD BRAY


The Financial Conduct Authority of Britain said it fined David Caplin, the broker’s former chief executive, and Jeremy Kraft, the firm’s former compliance officer, for compliance failures that contributed to the firm not detecting Libor manipulation.


Published: January 22, 2015 at 12:00AM


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