Friday, July 25, 2014

S.E.C. Says Citigroup Unit Failed to Protect Customer Trading Data by WILLIAM ALDEN



By WILLIAM ALDEN


Citigroup will pay $5 million to settle charges that LavaFlow, a unit that operates an alternative stock trading venue, allowed another bank subsidiary to access customer trading data.


Published: July 25, 2014 at 4:00AM


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