Monday, March 23, 2015

S.E.C. Faces Tough Challenge to Enhanced Broker Rule by PETER J. HENNING



By PETER J. HENNING


A proposal to hold stockbrokers to a higher standard when offering their clients investment advice faces staunch opposition.


Published: March 24, 2015 at 12:00AM


from NYT Business Day http://ift.tt/1N6YqSM






from WordPress http://ift.tt/1Ba5gkA

via Hadi Aboukhater

No comments:

Post a Comment