Monday, August 10, 2015

Guggenheim Partners Pays $20 Million to Settle S.E.C. Charges by ALEXANDRA STEVENSON


By ALEXANDRA STEVENSON

The settlement covers a charge brought by the Securities and Exchange Commission that the firm failed to disclose a $50 million loan from a client to an executive.

Published: August 11, 2015 at 12:00AM

from NYT Business Day http://ift.tt/1Tmfl6R



from WordPress http://ift.tt/1f4qcol
via Hadi Aboukhater

No comments:

Post a Comment