Wednesday, June 25, 2014

S.E.C. Extends Derivatives Rule to Overseas Units of U.S. Banks by WILLIAM ALDEN



By WILLIAM ALDEN


The rule clarifies which foreign subsidiaries need to register with the S.E.C and thereby be subject to tougher standards for reporting trades and for maintaining a cushion against losses. But it contains a potential loophole that banks could use to avoid registering foreign subsidiaries, two of the commissioners said.


Published: June 25, 2014 at 4:00AM


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